REGULATORY CONSULTANTS AND TECHNICAL ADVISERS TO THE FINANCIAL SERVICES INDUSTRY Home About Us Our Principles Our Customers Why choose us? Contact Us Site Terms & Conditions Services We Offer Employment Referencing Compliance Counsellor Project Work Expert Witness FSA Applications Specialist by Referral Sector Specific Services CIS Corporate Finance Intermediary Firms Financial Planning Hedge Fund Investment Brokers Investment Managers Mortgage/Insurance Packaged Product PE / Venture Capital Professional Firms Third Party Admin Contact Us   Resources Compliance Knowledge Base Occasional Papers Online Archive

Occasional Papers We occasionally bring you interesting and relevant articles about an aspect of the work we do. These bulletins cover matters which are too lengthy to be included in our regularly publications; require more detailed analysis; or cover the material in a more in-depth manner. If you would like to receive details of our regular publication service, covering institutional issues, international issues and issues relevant to UK retail firms please contact us. 2008 July 08 SEC emergency short selling rules July 08 Recast UCITS Directive - UCITS IV July 08 Private Equity Firms: Managing Conflicts of Interest July 08 Treating customers fairly - Update June 08 Market abuse - Best practice points for firms May 08 Retail distribution review interim report issued April 08 Telephone and Electronic Communication Recording Mar 08 More Principles Based Regulation Feb 08 Extension of the Common Platform to non-MiFID firms Jan 08 Introduction of New ICOB (ICOBS) Previous Years: We have archived selected bulletins for your convenience, please select the year:. 2007 2006 Previous issues of all our publications are available from within our searchable Knowledge base.

Grainger Consulting, Quantum House, 32 Mellor Road, Cheadle Hulme, Cheshire, SK8 5AU, United Kingdom   Phone 0161 486 1000   E-mail cheadle@compliance.co.uk

A member of