Grainger Consulting

 
REGULATORY CONSULTANTS AND TECHNICAL ADVISERS
TO THE FINANCIAL SERVICES INDUSTRY

 

Compliance Counsellor

Do you sometimes feel you are out on a limb? No one available to talk things through with? Would it be difficult or inappropriate to discuss certain issues with colleagues? Do you need or want a point of reference or a general mentor? Could you benefit from obtaining confirmation that you are right?

The new Compliance Counsellor service from Grainger Consulting might be the answer.

This compact package of services is designed to keep you informed, keep you supported and provide access to our team of consultants whenever you need them, all at a minimal cost. Features include tailored reminders of key FSA reporting requirements relevant to your firm, one hour per month of consultancy time and a range of useful news summaries:

  • Our fortnightly compliance bulletin for retail advisers – The Retail Compliance Bulletin, by email.
  • Our weekly update for Institutional firms and compliance specialists – The Compliance Bulletin by e-mail.
  • Our fortnightly update for firms with international interests – The International Compliance Bulletin, by email.
  • Ad hoc briefing papers, guidance notes or other bulletins (produced from time to time by e-mail.

Queries, which cannot be answered within the one hour per month, (e.g. where documents need drafting or where researched opinion is required) will be dealt with as Additional Work.

If you would like more information please contact us today, you can also download an application form here.

 

Note: The above fees are subject to VAT @ 17.5% (plus any expenses or disbursements, although this is likely to be very rare).